Financial Instruments Broker

A natural or legal person acting as an intermediary between investors and financial markets by executing orders for the purchase or sale of securities on behalf and for the account of clients, receiving remuneration (commission) for brokerage services. Brokers may provide additional services such as advisory, research, and portfolio management. They operate under a license issued by the Financial Supervision Commission. Activities are regulated by the Markets in Financial Instruments Act and Ordinance No. 38 of 25.07.2018 on the requirements to the activities of investment intermediaries.